(i) From the United States means oceanborne export commerce from the United States, its territories, or possessions, to foreign countries. Organization and Purpose In addition to applying for an FMC, you will also need a business BCeID account. You can write to the Secretary, Federal Maritime Commission, 800 North Capitol Street NW., Washington, DC 20573-0001 or email: secretary@fmc.gov. No license will be issued until the Commission is in receipt of valid proof of financial responsibility. (2) Any other appropriate procedure, provided that such procedure is set forth in the carrier's tariff. LLC meeting minutes keep a written record of all consequential discussions, votes, and actions that occurred throughout a limited liability company (LLC) meeting. the applicant holds stock in another entity). This Insurance Form has been filed with the Federal Maritime Commission. 40901-40904). Thereafter, registrations will be renewed for sequential three year periods upon submission of an updated registration form. L. 105-383, 112 Stat. NZICA Accredited body report B. 1. The applicant sole proprietor. documentation that lists all appointed officers) must be submitted with the (3) Notices required by this section shall include the name of the claimant, name of the court and case number assigned, and the name and license or organization number of the OTI involved. the name of the owner. A document supporting the legal business name (1) Any person who wishes to obtain a license to operate as an ocean transportation intermediary shall submit electronically a completed application Form FMC-18 (Application for a License as an Ocean Transportation Intermediary) in accordance with the automated FMC-18 filing system and corresponding instructions. The Form FMC-18 is not Prior to the date it commences furnishing ocean transportation intermediary services, every ocean transportation intermediary shall establish its financial responsibility for the purpose of this part by one of the following methods: (a) Surety bond, by filing with the Commission a valid bond on Form FMC-48. by money order, certified check, cashier's check, or personal check made The following notice shall appear on each invoice to a principal: Upon request, we shall provide a detailed breakout of the components of all charges assessed and a true copy of each pertinent document relating to these charges. Such termination shall become effective thirty (30) days after receipt of said notice and proof of transmission by the Federal Maritime Commission. The Guarantor and/or Applicant specifically agree to file such written notice of cancellation. The Commission may contact these No fee shall be charged for reporting such changes. NVOCC OTIs that do not have an active Form FMC-1 on file with the Commission are not considered to be in compliance with regulatory requirements, and therefore, are not included on this list. Use a different letter for each qualifying individual (i.e., A5, The certification shall read as follows: The undersigned hereby certifies that neither it nor any holding company, subsidiary, affiliate, officer, director, agent or executive of the undersigned has a beneficial interest in this shipment; that it is the holder of valid FMC License No. (1) Grounds. Examples of work experience that are not considered company, no affiliation-paying rent, sister company with common stock preclude licensing. 8, 1999, unless otherwise noted. (d) Invoices; documents available upon request. Should applicant fail to file the requisite proof of financial hbbd```b`` )DjHe 2D2f%`q@o#XH?y,Hs?_ 6 The Surety shall indicate that $50,000 is available to pay such fines and penalties for each NVOCC listed on appendix A to this Rider wishing to exercise this option. (a) Grounds. proof of financial responsibility in the form and amount prescribed in 46 2021. Such person shall not receive compensation from the common carrier for any services rendered in connection with such shipments. The notice of revocation or suspension will provide, in detail, a statement of the facts supporting the action. 515.2(i), To receive the program benefits,. Unlike corporations, LLCs are not required by state law to track meeting minutes upon convening. ____ [indicate whether NVOCC or Freight Forwarder], as Principal (hereinafter Principal), and ____ as Surety (hereinafter Surety) are held and firmly bound unto the United States of America in the sum of $____ for the payment of which sum we bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally. Generally, you can expect You can In the event that the owner of a licensed sole proprietorship dies, the licensee's executor, administrator, heir(s), or assign(s) may continue operation of such proprietorship solely with respect to shipments for which the deceased sole proprietor had undertaken to act as an ocean transportation intermediary pursuant to the existing license, if the death is reported within 30 days to the Commission and to all principals and shippers for whom services on such shipments are to be rendered. made within 45 days from receipt of the application, assuming the application to receive notification that your application has been processed and a decision <> <iframe title="Intentionally Blank" src="https://www.googletagmanager.com/ns.html?id=GTM-MBGXM55" height="0" width="0" aria-hidden="true" style="display:none . 6. If you 515.2(i) and (l) of the Last Updated 6/24/2013 Page 3 Note: After edits are made to Qualifying Individuals use the Undo ( ) icon to undo changes made. consider the application to be void. MSPs are federal programs that are administered by Medicaid in each state. 5. 515.16 Revocation or suspension of license. However, the bond shall not apply to shipments of used household goods and personal effects for the account of the Department of Defense or the account of federal civilian executive agencies shipping under the International Household Goods Program administered by the General Services Administration. Study with Quizlet and memorize flashcards containing terms like Type AC cable is permitted in, Listed FMC and LFMC shall contain an equipment grounding conductor if the raceway is installed for the reason of, Cable________ made and insulated by approved methods can be located within a cable tray provided they are accessible, and do not project above the side rails where the splices are . Claims against an ocean transportation intermediary. Such termination shall become effective thirty (30) days after receipt of said notice and proof of transmission by the Federal Maritime Commission. (o) Principal refers to the shipper, consignee, seller, or purchaser of property, and to anyone acting on behalf of such shipper, consignee, seller, or purchaser of property, who employs the services of a licensed freight forwarder to facilitate the ocean transportation of such property. (Please type name of signer under each signature. 2. U.S. Department of Transportation Federal Aviation Administration 800 Independence Avenue, SW Washington, DC 20591 1-866-TELL-FAA (1-866-835-5322) FMC Aquatic Senior Qualifying Meet. The QI program is a Medicare savings program. (2) Non-vessel-operating common carrier (NVOCC) means a common carrier that does not operate the vessels by which the ocean transportation is provided, and is a shipper in its relationship with an ocean common carrier. 9701; 46 U.S.C. CONSULTATION PAPER ON GUIDELINES ON INDIVIDUAL ACCOUNTABILITY AND CONDUCT- PROPOSED SCOPE OF APPLICATION 6 JUNE 2019 Monetary Authority of Singapore 5 2.3 As the underlying principles of clarity in individual responsibilities and proper conduct are applicable across the financial sector, in addition to the list of FIs set out under electing the qualifying individual or the partnership agreement. endstream endobj 1209 0 obj <>/Metadata 71 0 R/Pages 1206 0 R/StructTreeRoot 112 0 R/Type/Catalog>> endobj 1210 0 obj <>/MediaBox[0 0 612 792]/Parent 1206 0 R/Resources<>/Font<>/ProcSet[/PDF/Text/ImageC]/XObject<>>>/Rotate 0/StructParents 0/Tabs/S/Type/Page>> endobj 1211 0 obj <>stream Applicant and Guarantor agree to handle the processing and adjudication of claims by claimants under the Guaranty established herein in the United States, unless by mutual consent of all parties and claimants another country is agreed upon. Identify whether applicant, If replacing a qualifying individual, list the name of the individual Unless prior written approval from the Commission has been obtained, no OTI shall, directly or indirectly: (1) Agree to perform ocean transportation intermediary services on shipments as an associate, correspondent, officer, employee, agent, or sub-agent of any person whose license has been revoked or suspended pursuant to 515.16, or registration terminated or suspended pursuant to 515.19(g); (2) Assist in the furtherance of any ocean transportation intermediary business of an OTI whose license has been revoked; (3) Share forwarding fees or freight compensation with any such person; or. The application must Such termination shall become effective thirty (30) days after receipt of said notice by the Commission. ____, issued by the Federal Maritime Commission and has performed the following services: (1) Engaged, booked, secured, reserved, or contracted directly with the carrier or its agent for space aboard a vessel or confirmed the availability of that space; and. During a routine compliance audit, BEIC may identify one or more areas of non-compliance with Commission regulations. (a) Notice of shipper affiliation. Contact your local broker Management Officer or the Broker Management Branch for inquiries on the change of address to: Broker Management Branch. a. of the applicant that perform OTI services. A registration shall become automatically ineffective for a failure of a registered NVOCC to maintain proof of financial responsibility on file with the Commission. If the response to any question is yes, please attach an explanation. 2 The term "qualifying child" is covered in Tab C, Dependents. ever held a license as an ocean transportation intermediary (OFF or NVOCC), or The Register contains details of all mediators who hold FMCA (qualified) status, plus those who have completed approved initial training and are working towards FMCA. (c) Use of license or registration by others; prohibition. (2) Hearing procedure. However, minutes can serve as a useful summary of the meeting for future business-related reference. (c) Common trade name. These recordkeeping requirements are independent of the retention requirements of other federal agencies. We recommend you directly contact the agency responsible for the content in question. 1/1.1 (d) The length and nature of the qualifying individual's experience in handling ocean transportation intermediary duties. guide. Whereas, (Principal) ____ operates as a group or association of OTIs in the waterborne foreign commerce of the United States and pursuant to section 19 of the Shipping Act of 1984 (46 U.S.C. place of business (must be the physical address of applicant). A separate drafting site A6, A7, B5, B6, B7, etc). or entity (other than a bank or finance company) who is providing financial (ii) Applications or registrations shall be rejected unless the applicable fee and any bank charges assessed against the Commission are received by the Commission within ten (10) business days after submission of the application or registration. A foreign NVOCC seeking to be licensed under this part must demonstrate that its qualifying individual has a minimum 3 years' experience in ocean transportation intermediary activities, and the necessary character to render ocean transportation intermediary services. (c) Branch office means any office in the United States established by or maintained by or under the control of a licensee for the purpose of rendering intermediary services, which office is located at an address different from that of the licensee's designated home office. The term beneficial interest shall not include any obligation in favor of an ocean transportation intermediary arising solely by reason of the advance of out-of-pocket expenses incurred in dispatching a shipment. This is an automated process for (c) Affiliates of intermediaries. The qualifying individual must have a minimum of three years experience in the ocean transportation intermediary business in the United States in order to be approved. The Faculty Multimedia Center (FMC) is a do-it-yourself . Bonds of Qualifying Individual costs between $69 and $390 depending on the personal credit, license history and classification of the qualifier. (b) Certification required for compensation. include the title of the individual signing the application and the date of The hearing will be adjudicated under the procedures set forth in subpart X of part 502 of this chapter. [64 FR 11171, Mar. Enhanced content is provided to the user to provide additional context. Subscribe to: Changes in Title 46 :: Chapter IV :: Subchapter B :: Part 515. (c) Failure to provide necessary information and documents. . (2) Partnership. 14. 10/2007) II . (b) For purposes of this part, a person is considered to be in the United States if such person is resident in, or incorporated or established under, the laws of the United States. 40101-41309)) (Shipping Act). Form FMC-18 (Rev. For corporations, the Articles SAF/FM Sub-Organizations. The qualifying individual must have LII Electronic Code of Federal Regulations (e-CFR) Title 46 - Shipping CHAPTER IV - FEDERAL MARITIME COMMISSION SUBCHAPTER B - REGULATIONS AFFECTING OCEAN SHIPPING IN FOREIGN COMMERCE PART 515 - LICENSING, REGISTRATION, FINANCIAL RESPONSIBILITY REQUIREMENTS AND GENERAL DUTIES FOR OCEAN TRANSPORTATION INTERMEDIARIES full text search results Incorporation is needed. Commissions website, www.fmc.gov , or by The Office of the Federal Register publishes documents on behalf of Federal agencies but does not have any authority over their programs. Length of qualifying ocean transportation . V6Z 2G3 If your application and fees are accepted, you will be issued an FMC and client number. Replacement financial responsibility must bear an effective date no later than the termination date of the expiring financial responsibility instrument. result, it may not include the most recent changes applied to the CFR. - Download the Root Cert and Intermediate Root (if you have one) - Upload the Root + Int Root to FMC. 1. The Commission shall conduct an investigation of the applicant's qualifications for a license. proof of financial responsibility upon notification by the Commission that the 8, 1999, as amended at 80 FR 68733, Nov. 5, 2015; 84 FR 62467, Nov. 15, 2019]. 401 (k) vs. HSA. 10. 6, 2004; 80 FR 68735, Nov. 5, 2015; 85 FR 9683, Feb. 20, 2020]. A record of all sums received and/or disbursed by the licensee for services rendered and out-of-pocket expenses advanced in connection with each shipment, including specific dates and amounts.